James Brubaker is a ChFC-designated registered investment advisor, based in Englewood, CO, with 43 years of industry experience.
Location
116 Iverness Dr East, Suite 430, Englewood, CO, 80112
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the secretary of Exit & Retirement Strategies, Inc and an agent for life insurance sales. He dedicates about 10-20% of his time to the sale of insurance products and the normal operations of running the business.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
The Ameriflex Group
Previous Registrations
Osaic Wealth, INC.Broker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
Retirement Capital Group Securities, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Princor Financial Services CorporationBroker
Integrated Resources Equity CorporationBroker
Connecticut Mutual Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.