James Lisle is a registered investment advisor at D.A. Davidson & CO., based in Oklahoma City, OK, with 50 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1601 NW Expressway St., Suite 1601, Oklahoma City, OK, 73118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is the President/General Partner of L&L Investments, an oil and gas interest sub-S corp since 2013. He spends minimal time on this activity during non-trading hours and receives no compensation.
Employment History
Current Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Previous Registrations
Wells Nelson & Associates, L.L.C.Broker
Capital West Securities, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Rotan Mosle INC.Broker
Dean Witter Reynolds INC.Broker
Dean Witter & CO. IncorporatedBroker
Hoppin, Watson, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.