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Charles Nemec

48 Years of Experience
Ladue, MO
1 Disclosure

Charles Nemec is a registered investment advisor at Wall Street Capital Advisors, LLC, based in Ladue, MO, with 48 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 25 clients with $3.5M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
25 clients
Average Client Portfolio
$140K average
Assets Under Management
$3.5M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

In addition to the 1% AUM fee, WSCA charges 20% of profits as an incentive fee. Calculations are done by an outside accounting firm. A new high water mark is established for each period. The account bases any profit or loss on the new high water mark compared to the account's value.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9909 Clayton Rd, Ste Ll1, Ladue, MO, 63124-1184

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History

Regulatory History (1)
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Customer Dispute
August 2005
Settled
Employment History
Current Registrations
Wall Street Capital Advisors, LLC
February 2007 - Present · 19 yrs 3 mos
Previous Registrations
Wall Street Capital Advisors, LLC
February 2007 - December 2024 · 17 yrs 10 mos
Wall Street Capital Advisors, LLC
February 2007 - December 2014 · 7 yrs 10 mos
Wall Street Capital Advisors, LLC.
October 2004 - June 2009 · 4 yrs 8 mos
Girard Securities, INC.
June 2003 - October 2004 · 1 yr 4 mos
Girard Securities, INC.Broker
March 2003 - October 2004 · 1 yr 7 mos
Spelman & CO., INC.Broker
November 1989 - March 2003 · 13 yrs 4 mos
Lowell H. Listrom & Company INC.Broker
June 1988 - September 1988 · 3 mos
First St. Louis Securities, INC.Broker
November 1987 - February 1988 · 3 mos
Forsyth Securites, INC.Broker
June 1986 - January 1987 · 7 mos
Wall Street Capital CorporationBroker
August 1983 - December 2024 · 41 yrs 4 mos
Wzw Financial Services, INC.Broker
May 1981 - September 1983 · 2 yrs 4 mos
R. Rowland & CO., IncorporatedBroker
March 1979 - October 1979 · 7 mos
Thomson Mckinnon Securities INC.Broker
March 1976 - April 1979 · 3 yrs 1 mo
State Registrations2 states
ILMO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.