PS
PS

Peter Striano

50 Years of Experience
Little Falls, NJ
BrokerSells Insurance

Peter Striano is a registered investment advisor at LPL Financial LLC, based in Little Falls, NJ, with 50 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

48 Notch Road Ste 200A, Little Falls, NJ, 07424

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Peter operates Striano Financial Group, Inc. as a DBA for his LPL business and sells non-variable insurance products including life, health, group, disability, and long-term care insurance, dedicating about 10-20% of his time to each. He also owns rental real estate with Maryanne Striano, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
May 2024 - Present · 2 yrs 4 mos
LPL Financial LLCBroker
May 2024 - Present · 2 yrs 4 mos
Previous Registrations
Lincoln Financial Securities Corporation
January 2010 - May 2024 · 14 yrs 4 mos
Lincoln Financial Securities CorporationBroker
April 1995 - May 2024 · 29 yrs 1 mo
Berkshire Equity Sales, INC.Broker
August 1989 - March 1995 · 5 yrs 7 mos
Equico Securities, INC.Broker
October 1980 - August 1989 · 8 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1976 - August 1989 · 13 yrs 5 mos
State Registrations2 states
FLNJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.