Frederick Berndt
Frederick Berndt is a registered investment advisor at LPL Financial LLC, based in Hartville, OH, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1120 W Maple St Ste B, Hartville, OH, 44632
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2000Other Business Activities
Frederick is doing business as HSI Private Wealth Management Group and provides limited services through Berndt & Associates, an independent investment advisor firm, for transitioning assets to LPL Financial RIA. He spends about half his time on the Berndt & Associates activity.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Summit Capital INC.
Investment Network, INC.Broker
Shepard & Vrbanac Securities, INC.Broker
Shepard & Vrbanac Securities, INC.
Berndt & Associates INC
Rise, INC.Broker
Shepard & Vrbanac Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prescott, Ball & TurbenBroker
Mcdonald & CompanyBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.