Diane Schaefer
Diane Schaefer is a registered investment advisor at RBC Capital Markets, LLC, based in Singer Island, FL, with 49 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Singer Island, FL
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Regulatory History (1)
Customer Dispute
March 2016Other Business Activities
Diane is the President of the Founders Auxiliary Board of Children's National, supporting fundraising, advocacy, and outreach. She dedicates minimal time to this role, including minimal time during securities hours.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Ferris, Baker Watts, LLC
Ferris, Baker Watts, LLCBroker
Reynolds Securities, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.