TrueAdvisor
TrueAdvisor
EA
CFP · ChFC
EA
CFP · ChFC

Enrique Alvarez

Cambridge Investment Research Advisors, INC.
50 Years of Experience
Suffield, CT
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Enrique Alvarez is a CFP, ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Suffield, CT, with 50 years of industry experience. Enrique is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

463 South Main St., Suffield, CT, 06078

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015
Settled
Customer Dispute
May 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Enrique is an independent insurance agent for various companies since 1973 and a managing member of Retirement Doctor, LLC providing educational seminars. He also owns rental property and buys/sells shotguns and hunting rifles, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
August 2025 - Present · 1 yr 2 mos
Cambridge Investment Research, INC.Broker
March 2011 - Present · 15 yrs 7 mos
Previous Registrations
Retirement Doctor, LLC
February 2008 - November 2025 · 17 yrs 9 mos
On Investment Management CO
October 2000 - March 2008 · 7 yrs 5 mos
The O.N. Equity Sales CompanyBroker
February 1999 - March 2011 · 12 yrs 1 mo
Raymond James Financial Services, INC.Broker
January 1982 - February 1999 · 17 yrs 1 mo
The Minnesota Mutual Life Insurance CompanyBroker
December 1976 - August 1986 · 9 yrs 8 mos
P & I Equities CorporationBroker
December 1976 - January 1982 · 5 yrs 1 mo
American General Capital Planning, INC.Broker
April 1976 - December 1976 · 8 mos
State Registrations15 states
CACTFLGAINMAMENCNHNYPRSCTXUTVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Suffield, CT →All financial advisors in Connecticut →