John Smith is a registered investment advisor, based in Mount Dora, FL.
Location
18838 US Highway 441, Mount Dora, FL, 32757
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
State Farm Vp Management CORP.
February 2026 - Present · 3 mos
State Farm Vp Management CORP.Broker
February 2026 - Present · 3 mos
State Farm Investment Management CORP.
February 2026 - Present · 3 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.