Thomas Kazak
Thomas Kazak is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in South Burlington, VT, with 49 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
South Burlington, VT
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Regulatory History (1)
Customer Dispute
December 2004Other Business ActivitiesSells Insurance
Thomas is an advisory representative of a Registered Investment Advisor (RIA), dedicating nearly full-time hours to this role, with a portion spent on trading. He also works as an independent insurance agent for various companies since 1978, spending a few hours per week on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Wingate Capital CorporationBroker
Dean Witter Reynolds INC.Broker
Dean Witter & CO. IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.