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Stephen Hecker

Exodus Wealth, LLC
50 Years of Experience
Centerville, OH
2 DisclosuresBroker
View SEC Summary
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Stephen Hecker is a registered investment advisor at Exodus Wealth, LLC, based in Centerville, OH, with 50 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 2,249 clients with $480M in assets under management.

Exodus Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
2,249 clients
Average Client Portfolio
$215K average
Assets Under Management
$483.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $750K1.50%
$750K - $1.0M1.35%
$1M+1.20%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Centerville, OH

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023
Settled
Employment Separation After Allegations
June 2016
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephen is an investment advisor representative (IAR) with Prosperity Wealth Management.

Employment History
Current Registrations
Exodus Wealth, LLC
January 2020 - Present · 6 yrs 9 mos
Fortune Financial Services, INC.Broker
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
Prosperity Wealth Management, INC.
June 2016 - December 2019 · 3 yrs 6 mos
Prosperity Financial Group, INC.
June 2016 - June 2016 · 0 mos
Sterne Agee Investment Advisor Services, INC.
January 2015 - June 2016 · 1 yr 5 mos
Sterne Agee Financial Services, INC.Broker
September 2014 - June 2016 · 1 yr 9 mos
Sterne Agee Investment Advisor Services, INC.
February 2013 - January 2015 · 1 yr 11 mos
Wrp Investments, INC.Broker
June 2004 - September 2014 · 10 yrs 3 mos
Wrp Investments, INC.
June 2004 - December 2012 · 8 yrs 6 mos
Ws Griffith Securities, INC.
January 2000 - June 2004 · 4 yrs 5 mos
Ws Griffith Securities, INC.Broker
June 1993 - June 2004 · 11 yrs
Phoenix Equity Planning CorporationBroker
November 1979 - June 1993 · 13 yrs 7 mos
Connecticut Mutual Life Insurance CompanyBroker
May 1976 - June 1980 · 4 yrs 1 mo
State Registrations13 states
AZCADCINMAMDMONJNYOHSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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