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Don Reynolds

Ameriprise Financial Services, LLC
50 Years of Experience
Clearwater, FL
1 DisclosureBroker
View SEC Summary
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Don Reynolds is a registered investment advisor at Ameriprise Financial Services, LLC, based in Clearwater, FL, with 50 years of industry experience. Don is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2500 NE Coachman Rd, Clearwater, FL, 33765

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Don has business ownership in consulting since 2005. He dedicates minimal time to this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2012 - Present · 14 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2012 - Present · 14 yrs 1 mo
Ameriprise Financial Services, LLC
September 2012 - Present · 14 yrs 1 mo
Previous Registrations
Triad Advisors, INC.
March 2007 - September 2012 · 5 yrs 6 mos
Triad Advisors, INC.Broker
March 2003 - September 2012 · 9 yrs 6 mos
Midland Securities CorporationBroker
April 1996 - June 2003 · 7 yrs 2 mos
Sal Financial Services, INC.Broker
August 1992 - March 2003 · 10 yrs 7 mos
Vestax Securities CorporationBroker
July 1990 - October 1992 · 2 yrs 3 mos
Progressive Capital Securities CorporationBroker
November 1989 - July 1990 · 8 mos
Keogler, Morgan & Company, INC.Broker
March 1988 - December 1989 · 1 yr 9 mos
Southmark Financial Services, INC.Broker
October 1987 - March 1988 · 5 mos
Southmark Capital ResourceBroker
September 1987 - March 1988 · 6 mos
Murray Securities CorporationBroker
July 1984 - September 1987 · 3 yrs 2 mos
Source Securities, INC.Broker
July 1983 - July 1984 · 1 yr
Waddell & Reed, INC.Broker
August 1979 - February 1983 · 3 yrs 6 mos
Western Reserve Financial Services CORPBroker
May 1976 - October 1979 · 3 yrs 5 mos
State Registrations13 states
ALAZFLGAIAMINENMNYSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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