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Don Reynolds

49 Years of Experience
Clearwater, FL
1 DisclosureBroker

Don Reynolds is a registered investment advisor at Ameriprise Financial Services, LLC, based in Clearwater, FL, with 49 years of industry experience. Don operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2500 NE Coachman Rd, Clearwater, FL, 33765

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013
Settled
Other Business Activities

Don has business ownership in consulting since 2005. He dedicates minimal time to this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2012 - Present · 14 yrs
Ameriprise Financial Services, LLC
September 2012 - Present · 14 yrs
Ameriprise Financial Services, LLCBroker
September 2012 - Present · 14 yrs
Previous Registrations
Triad Advisors, INC.
March 2007 - September 2012 · 5 yrs 6 mos
Triad Advisors, INC.Broker
March 2003 - September 2012 · 9 yrs 6 mos
Midland Securities CorporationBroker
April 1996 - June 2003 · 7 yrs 2 mos
Sal Financial Services, INC.Broker
August 1992 - March 2003 · 10 yrs 7 mos
Vestax Securities CorporationBroker
July 1990 - October 1992 · 2 yrs 3 mos
Progressive Capital Securities CorporationBroker
November 1989 - July 1990 · 8 mos
Keogler, Morgan & Company, INC.Broker
March 1988 - December 1989 · 1 yr 9 mos
Southmark Financial Services, INC.Broker
October 1987 - March 1988 · 5 mos
Southmark Capital ResourceBroker
September 1987 - March 1988 · 6 mos
Murray Securities CorporationBroker
July 1984 - September 1987 · 3 yrs 2 mos
Source Securities, INC.Broker
July 1983 - July 1984 · 1 yr
Waddell & Reed, INC.Broker
August 1979 - February 1983 · 3 yrs 6 mos
Western Reserve Financial Services CORPBroker
May 1976 - October 1979 · 3 yrs 5 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Don Reynolds - Financial Advisor | TrueAdvisor