RM
RM
Robert Mann
49 Years of Experience
Alexandria, VA
5 DisclosuresBroker
Robert Mann is a registered investment advisor at First Georgetown Securities, INC, based in Alexandria, VA, with 49 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 122 clients with $100M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
122 clients
Average Client Portfolio
$833K average
Assets Under Management
$101.6M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.75% |
Fee is negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1700 Diagonal Rd., # 200, Alexandria, VA, 22314
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2004Final
Customer Dispute
July 1998Settled
Customer Dispute
January 1992Award / Judgment
Regulatory
January 1986Final
Regulatory
June 1983Final
Employment History
Current Registrations
First Georgetown Securities, INC
May 2008 - Present · 18 yrs
First Georgetown Securities, INC.Broker
August 1979 - Present · 46 yrs 9 mos
Previous Registrations
First Georgetown Securities, INC
July 2004 - February 2008 · 3 yrs 7 mos
First Georgetown Securities, INC.Broker
August 1982 - June 1999 · 16 yrs 10 mos
Laidlaw Adams & Peck INCBroker
April 1979 - October 1979 · 6 mos
First Georgetown Securities, INC.Broker
June 1976 - May 1979 · 2 yrs 11 mos
State Registrations16 states
CTDCDEFLILMAMDMINCNJNVNYPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.