Stephen Enoch
Stephen Enoch is a registered investment advisor at Integrity Alliance, LLC, based in Nashville, TN, with 47 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
Nashville, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen owns one third of the family farm through Enoch Properties LLC and intellectual property through Bad Boot Productions. Stephen also sells life insurance and annuities through Bluffview Insurance Group, dedicating about a quarter of his time to this activity and full-time hours to securities trading.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
Lion Street Advisors, LLC
Lion Street Financial, LLCBroker
Private Client Services, LLCBroker
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
NFP Advisor Services, LLC
NFP Advisor Services, LLCBroker
Divergent Asset Advisors, LLC
NFP Advisor Services, LLCBroker
NFP Advisor Services, LLC
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Great American Advisors, INC.
Great American Advisors, INC.Broker
Vernon Management Group, Incorporated
Metlife Investors Distribution CompanyBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
1717 Capital Management CompanyBroker
The Equitable Life Assurance Society of the United StatesBroker
Eq Financial Consultants, INC.Broker
Mutual Service CorporationBroker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Cg Equity Sales CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.