JM
JM
James Mclaughlin
49 Years of Experience
Mill Valley, CA
2 Disclosures
James Mclaughlin is a registered investment advisor at Anvik Advisers LLC, based in Mill Valley, CA, with 49 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 6 clients with $27M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
6 clients
Average Client Portfolio
$4.5M average
Assets Under Management
$27.0M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fee for managing bond positions is 0.40% per annum. Management fees may be subject to negotiation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Mill Valley, CA
Get directionsHistory
Regulatory History (2)
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Regulatory
June 2003Final
Customer Dispute
June 2001Award / Judgment
Employment History
Current Registrations
Anvik Advisers LLC
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Mclaughlin, Piven, Vogel Securities, INC.Broker
May 1977 - December 2008 · 31 yrs 7 mos
Richard Franklin, INC.Broker
June 1976 - June 1977 · 1 yr
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.