Neal Miller
Neal Miller is a registered investment advisor at Geneos Wealth Management, INC., based in Oneonta, NY, with 49 years of industry experience. Neal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 14,112 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Geneos offers investment management services where representatives continuously monitor your account and make trades when necessary. This is offered under the VIP program, where you pay transaction charges separately, and the VIP Ultra and Axiom wrap fee programs, where advisory and transaction services are bundled into one fee. The annual fee ranges from 0.00% to 2.50% of your portfolio, with a minimum fee of 0.50%. Fees and fee structures vary by representative. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50%, 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable.
Location
11 Watkins Ave, Oneonta, NY, 13820
Get directionsHistory
Regulatory History (2)
Regulatory
November 2006Customer Dispute
August 2005Other Business ActivitiesSells Insurance
Neal is the president of Miller Financial Services, an elder at First Presbyterian Church, and a trustee at Hartwick College. He also owns Adirondack Waterfront Compound LLC (rental property), is an IAR with FSC Wealth Advisors, and an independent representative selling fixed insurance products.
Employment History
Current Registrations
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Fsc Wealth Advisors, LLC
Previous Registrations
Next Financial Group, INC.Broker
Nylife Securities INC.Broker
Cadaret, Grant & CO., INC.Broker
Mutual Benefit Financial Service CompanyBroker
Ids Life Insurance CompanyBroker
Ids Marketing CorporationBroker
Investors Diversified Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.