Kevin Mahoney
Kevin Mahoney is a CFP-designated registered investment advisor at LPL Financial LLC, based in Williamsville, NY, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5892 Main St, Williamsville, NY, 14221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is involved in several outside business activities. He sells fixed annuities, life/health, LTC, and variable annuities, dedicating about 10-20% of his time, and also sells life/accident/LTC/P+C insurance with various companies in NY and FL, dedicating minimal time. Kevin also receives payouts from Mahoney Financial Group.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Cadaret Grant & CO INC
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
National Planning CorporationBroker
Cadaret, Grant & CO., INC.Broker
Cadaret, Grant & CO., INC.Broker
Fsc Securities CorporationBroker
American Express Financial Advisors INC.Broker
Guardian Investor Services CorporationBroker
Sentry Equity Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.