SD
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Stephen Daughdrill
49 Years of Experience
Mobile, AL
4 DisclosuresBroker
Stephen Daughdrill is a registered investment advisor at Morgan Stanley, based in Mobile, AL, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Rsa Battle House Tower, 11 North Water St., Suite 16290, Mobile, AL, 36602
Get directionsHistory
Regulatory History (4)
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Customer Dispute
May 2015Settled
Customer Dispute
April 2001Settled
Customer Dispute
November 2000Closed-No Action
Customer Dispute
September 1995Settled
Other Business Activities
Stephen rents farmland and manages rental property. He also engages in timber cutting and tree planting activities, dedicating minimal time to these endeavors.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2001 - June 2009 · 8 yrs 2 mos
Citigroup Global Markets INC.Broker
February 2001 - June 2009 · 8 yrs 4 mos
The Robinson-Humphrey Company, LLCBroker
October 1988 - February 2001 · 12 yrs 4 mos
Shearson Lehman Hutton INC.Broker
May 1988 - October 1988 · 5 mos
E. F. Hutton & Company INCBroker
August 1979 - May 1988 · 8 yrs 9 mos
Ids Life Insurance CompanyBroker
June 1976 - July 1979 · 3 yrs 1 mo
Ids Marketing CorporationBroker
June 1976 - July 1979 · 3 yrs 1 mo
Investors Diversified Services, INC.Broker
June 1976 - July 1979 · 3 yrs 1 mo
State Registrations28 states
ALCACOCTFLGAIAIDILINKSLAMDMOMSNCNJNYOKORPASCTNTXUTVAWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.