JH
JH

John Hummel

32 Years of Experience
Wilton, CT

John Hummel is a registered investment advisor at Ais Capital Management L.P., based in Wilton, CT, with 32 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 44 clients with $360M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
44 clients
Average Client Portfolio
$8.1M average
Assets Under Management
$358.3M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

AIS Capital Management, L.P. receives compensation for investment management services based on the selected investment program. Each program typically includes an asset-based management fee equal to a percentage of the client’s assets under management and may also include a performance-based fee. At its discretion, AIS LP may discount management and performance-based fees for sizable client investments.

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Location

187 Danbury Road, P.O. Box 806, Wilton, CT, 06897

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is the owner of Hummel Inc., a commodity pool operator.

Employment History
Current Registrations
Ais Capital Management L.P.
June 1993 - Present · 32 yrs 11 mos
State Registrations2 states
CTFL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.