HJ
HJ

Hans Johnson

47 Years of Experience
Madison, WI
3 DisclosuresBroker

Hans Johnson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Madison, WI, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2 E Mifflin St, Madison, WI, 53703

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Settled
Customer Dispute
September 1999
Closed-No Action
Customer Dispute
March 1993
Settled
Other Business Activities

Hans has power of attorney for Elizabeth K Johnson, his spouse, and handles financial transactions, dedicating minimal time to this. He also owns Maggie Family Home LLC and Alex Family Home LLC, spending minimal time on these activities.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1986 - Present · 40 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - Present · 47 yrs 10 mos
State Registrations2 states
MAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hans Johnson - Financial Advisor | TrueAdvisor