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Rajiv Sharma
Serco Investments INC.
37 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Serco Investments INC.
Compensation
Fee-Only (AUM)
Firm Size
1 advisor
Number of Clients
13 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$32.2M
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Location
Miami, FL
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History
Regulatory History (1)
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Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Regulatory
March 1988
Final
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Employment History
Current Registrations
Serco Investments INC.
February 2022 - Present · 4 yrs
Previous Registrations
Serco Investments INC.
July 1988 - October 2021 · 33 yrs 3 mos
State Registrations
1 state
FL
Advisor
Exams
No exam information available for this advisor.
Rajiv Sharma - Financial Advisor | TrueAdvisor