James Nichols
James Nichols is a registered investment advisor at Nichols Investment Management, based in Bangor, ME, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.00% |
| $200K - $1.0M | 0.70% |
| $1M+ | 0.30% |
With certain clients, Nichols Investment Management charges a fixed fee. NIM may negotiate a lesser management fee based on certain criteria.
Fee Estimator
Location
175 Exchange Street, Bangor, ME, 04401
Get directionsHistory
Regulatory History (1)
Regulatory
October 2013Other Business Activities
James is the treasurer of Phillips-Strickland House Corp., a residential assisted living facility, dedicating minimal time to reviewing financial statements and advising on their investment manager. He is also a member of the investment committee for Bangor Land Trust, spending minimal time per year overseeing their investment portfolio.
Employment History
Current Registrations
Nichols Investment Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.