Stephen Clay Holmes

Wright Investors Service INC

13 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment Management

Wright Investors Service INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

5 advisors

Number of Clients

79 clients

Average Client Portfolio

$15.7M average

Assets Under Management

$1.2B

Fee Structure

Financial Planning:Investment management only

Location

Highlands Ranch, CO

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Financial

January 2016

Final

Employment Separation After Allegations

January 1991

Customer Dispute

January 1981

Settled

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Other Business Activities

Stephen is the Director of Business Development for PatientNow, Inc., a medical software development company, since 2013. Stephen dedicates about half of his time to this role, including four hours a day during securities trading hours.

Employment History

Current Registrations

Wright Investors Service INC

March 2017 - Present · 8 yrs 11 mos

Previous Registrations

Green Investment Management INC

December 2012 - March 2015 · 2 yrs 3 mos

Meeder Advisory Services, INC

June 2010 - November 2012 · 2 yrs 5 mos

Meeder Asset Management, INC

June 2010 - November 2012 · 2 yrs 5 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.