John Schaefer
John Schaefer is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Sandusky, OH, with 49 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3715 Columbus Ave, Sandusky, OH, 44870
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a financial professional for multiple DBAs (Schaefer Printy Associates, S.P.A. Financial Services, S.P.A. Financial, and Schaefer Printy Associates Insurance Brokerage and Financial Services) offering financial and insurance services. Each DBA takes about 10-20% of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Vestax Securities Corporation
Vestax Securities CorporationBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.