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Mitchell Lou

49 Years of Experience
Houston, TX
Broker

Mitchell Lou is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1330 Post Oak Boulevard, Suite 900, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mitchell is the President of the Rotary Club of University Area. He spends minimal time on this civic/religious/community activity.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 1983 - April 2007 · 23 yrs 8 mos
Morgan Stanley Dw INC.Broker
May 1980 - April 2007 · 26 yrs 11 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - May 1980 · 2 yrs 8 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
July 1976 - August 1976 · 1 mo
State Registrations31 states
AKALARAZCACOCTDEFLGAILINKSLAMEMIMOMSMTNJNMNYOKORPARITNTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Mitchell Lou - Financial Advisor | TrueAdvisor