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Carl Kaliszewski

LPL Financial LLC
48 Years of Experience
Oxford, MA
1 DisclosureBroker
View SEC Summary
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Carl Kaliszewski is a registered investment advisor at LPL Financial LLC, based in Oxford, MA, with 48 years of industry experience. Carl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

351 Main St, Oxford, MA, 01540

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Carl is a notary since 1985. This investment-related activity takes minimal time.

Employment History
Current Registrations
LPL Financial LLC
March 2025 - Present · 1 yr 7 mos
LPL Financial LLCBroker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Ic Advisory Services, INC.
August 2017 - March 2025 · 7 yrs 7 mos
The Investment Center, INC.Broker
July 2017 - March 2025 · 7 yrs 8 mos
MML Investors Services, LLC
March 2017 - July 2017 · 4 mos
MML Investors Services, LLCBroker
March 2017 - July 2017 · 4 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Baystate Wealth Management
September 2013 - July 2017 · 3 yrs 10 mos
New England SecuritiesBroker
August 2013 - January 2015 · 1 yr 5 mos
New England Securities Corporation
August 2013 - January 2015 · 1 yr 5 mos
Transamerica Financial Advisors, INC.
October 2010 - August 2013 · 2 yrs 10 mos
Transamerica Financial Advisors, INCBroker
April 2006 - August 2013 · 7 yrs 4 mos
Jefferson Pilot Securities CORP
March 2003 - April 2006 · 3 yrs 1 mo
Jefferson Pilot Securities CorporationBroker
July 2000 - April 2006 · 5 yrs 9 mos
Polaris Advisory Services INC
November 1999 - March 2003 · 3 yrs 4 mos
Polaris Financial Services, INC.Broker
September 1995 - July 2000 · 4 yrs 10 mos
Sunamerica Securities, INC.Broker
October 1993 - September 1995 · 1 yr 11 mos
Linsco/private Ledger CORP.Broker
December 1989 - October 1993 · 3 yrs 10 mos
Linsco Financial Group, INC.Broker
October 1987 - December 1989 · 2 yrs 2 mos
Monarch Investments INC.Broker
July 1987 - October 1987 · 3 mos
Exeter Securities CorporationBroker
November 1986 - July 1987 · 8 mos
Hanover Concepts, INC.Broker
June 1986 - November 1986 · 5 mos
Cardell & Associates, IncorporatedBroker
October 1984 - June 1986 · 1 yr 8 mos
First American National Securities, INC.Broker
April 1982 - November 1984 · 2 yrs 7 mos
Transamerica Fund Sales, INC.Broker
December 1979 - January 1984 · 4 yrs 1 mo
Berkshire Equity Sales, INC.Broker
May 1977 - September 1978 · 1 yr 4 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1976 - July 1977 · 11 mos
State Registrations15 states
AZCTFLMAMDMENCNHNJNVNYPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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