Carl Kaliszewski
Carl Kaliszewski is a registered investment advisor at LPL Financial LLC, based in Oxford, MA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
351 Main St, Oxford, MA, 01540
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2007Other Business Activities
Carl is a notary since 1985. This investment-related activity takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
Baystate Wealth Management
New England SecuritiesBroker
New England Securities Corporation
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Polaris Advisory Services INC
Polaris Financial Services, INC.Broker
Sunamerica Securities, INC.Broker
Linsco/private Ledger CORP.Broker
Linsco Financial Group, INC.Broker
Monarch Investments INC.Broker
Exeter Securities CorporationBroker
Hanover Concepts, INC.Broker
Cardell & Associates, IncorporatedBroker
First American National Securities, INC.Broker
Transamerica Fund Sales, INC.Broker
Berkshire Equity Sales, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.