Robert Asmus is a registered investment advisor, based in Hermitage, PA, with 54 years of industry experience.
Location
499 North Hermitage Rd, Hermitage, PA, 16148
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert is an advisor for Ristvey Investment Group, a support company DBA, since 2021. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2021 - Present · 4 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2011 - June 2021 · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
January 2008 - June 2021 · 13 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
January 1985 - January 2008 · 23 yrs
Prudential-Bache Securities INC.Broker
July 1983 - December 1984 · 1 yr 5 mos
Hefren-Tillotson, INC.Broker
March 1971 - July 1983 · 12 yrs 4 mos
State Registrations12 states
CACTFLGAILMDNYOHOKPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.