Earl Falkner
Earl Falkner is a registered investment advisor at Cetera Investment Advisers LLC, based in Trussville, AL, with 49 years of industry experience. Earl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
204 Main St., Ste.222, Trussville, AL, 35173
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Earl is an insurance agent selling life, health, disability, annuities, and long-term care insurance since 2020. He is also a registered representative with Falkner Financial Advisors since 2010, dedicating about a full-time workload to financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Ssn Advisory, INC.
Securities Service Network, LLCBroker
Fsc Securities CorporationBroker
Investment Management & Research, INCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.