Gregory James is a registered investment advisor, based in Evergreen, CO, with 49 years of industry experience.
Location
Evergreen, CO
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Regulatory History (1)
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Employment Separation After Allegations
December 2003Other Business Activities
Gregory owns rental property in Costa Rica since 2000 and real estate in Scottsdale, AZ since 2023. He also works as an advisory representative of an RIA, taking about half of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
December 2022 - Present · 3 yrs 9 mos
Cambridge Investment Research Advisors, INC.
December 2022 - Present · 3 yrs 9 mos
Previous Registrations
Cantella & CO., INC.
January 2004 - June 2023 · 19 yrs 5 mos
Cantella & CO., INC.Broker
December 2003 - December 2022 · 19 yrs
Raymond James Financial Services
January 1999 - December 2003 · 4 yrs 11 mos
Raymond James Financial Services, INC.Broker
September 1991 - December 2003 · 12 yrs 3 mos
Dain Bosworth IncorporatedBroker
May 1985 - September 1991 · 6 yrs 4 mos
Dean Witter Reynolds INC.Broker
February 1978 - June 1985 · 7 yrs 4 mos
Dean Witter & CO. IncorporatedBroker
September 1976 - February 1978 · 1 yr 5 mos
State Registrations17 states
AZCACOFLHIILINMOMTNENVORPASCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.