Kenneth Leach is a registered investment advisor at Newedge Advisors, based in New Orleans, LA, with 49 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 42,946 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Advisors manages investments through a wrap fee program. Clients pay a single annual fee, not to exceed 2.50%, which covers investment advice and custodial transaction costs. The fee is calculated based on the value of the account and is billed quarterly in advance. Fees are negotiable. Clients may pay more for the wrap fee service than they would for non-wrap services, depending on their account's trading activity.
Location
858 Camp Street, New Orleans, LA, 70130
Get directionsHistory
Regulatory History (5)
Customer Dispute
April 1992Customer Dispute
February 1992Customer Dispute
May 1991Regulatory
January 1990Civil
April 1983Other Business Activities
Kenneth is part owner of LMK Wealth Management, the parent company of his advisory business. He spends minimal time on this activity.
Employment History
Current Registrations
Newedge Advisors
Previous Registrations
Mid Atlantic Capital CorporationBroker
Mid Atlantic Financial Management, INC.
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.