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Kenneth Leach

Newedge Advisors
50 Years of Experience
Jupiter, FL
5 Disclosures
View SEC Summary
View SEC Summary

Kenneth Leach is a registered investment advisor at Newedge Advisors, based in Jupiter, FL, with 50 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
605 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1001 US Highway 1, Suite 101, Jupiter, FL, 33477

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1992
Settled
Customer Dispute
February 1992
Settled
Customer Dispute
May 1991
Settled
Regulatory
January 1990
Final
Civil
April 1983
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth is part owner of LMK Wealth Management, the parent company of his advisory business. He spends minimal time on this activity.

Employment History
Current Registrations
Newedge Advisors
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Mid Atlantic Capital CorporationBroker
February 2007 - September 2020 · 13 yrs 7 mos
Mid Atlantic Financial Management, INC.
January 2007 - November 2021 · 14 yrs 10 mos
Wachovia Securities, LLCBroker
July 2003 - January 2007 · 3 yrs 6 mos
Wachovia Securities, LLC
July 2003 - January 2007 · 3 yrs 6 mos
Prudential Securities Incorporated
January 1997 - July 2003 · 6 yrs 6 mos
Prudential Securities IncorporatedBroker
April 1981 - July 2003 · 22 yrs 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1978 - November 1983 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1976 - February 1978 · 1 yr 5 mos
State Registrations3 states
FLMETX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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