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Thomas Ruder

49 Years of Experience
Evansville, IN
1 DisclosureBroker

Thomas Ruder is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Evansville, IN, with 49 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

3000 E. Morgan Ave, Suite A, Evansville, IN, 47711

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1991
Award / Judgment
Other Business Activities

Thomas is involved in several business activities, including owning rental real estate, operating real estate LLCs, and serving as president of a charitable foundation. He also serves on the board of directors for a cemetery and is a notary, dedicating minimal time to each of these roles.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2015 - Present · 11 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Edward Jones
November 1998 - December 2014 · 16 yrs 1 mo
Edward JonesBroker
October 1978 - January 2015 · 36 yrs 3 mos
Ids Life Insurance CompanyBroker
September 1976 - November 1978 · 2 yrs 2 mos
Ids Marketing CorporationBroker
September 1976 - November 1978 · 2 yrs 2 mos
Investors Diversified Services, INC.Broker
September 1976 - November 1978 · 2 yrs 2 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.