James Clark
James Clark is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Bryn Mawr, PA, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
100 Chetwynd Dr Ste 105, Bryn Mawr, PA, 19010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a VP/Licensed Agent at Cantrill Clark, Inc. selling P&C, Life, Disability, and Long-Term Care insurance. He also provides investment advisory services through Private Advisor Group and is a joint owner of residential rental property.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Sii Investments, INC.
Haddon Financial Group, INC.
Sii Investments, INC.Broker
Royal Alliance Associates, INC.Broker
Melhado, Flynn & Associates, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Mercer Securities, LTD.Broker
Edward C. Rorer & CO., INC.Broker
Royal Alliance Associates, INC.Broker
Allmerica Investments, INC.Broker
Integrated Resources Equity CorporationBroker
Lincoln National Pension Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.