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Allen Secor

Gwn Securities INC.
50 Years of Experience
Landrum, SC
1 DisclosureBrokerSells Insurance
View SEC Summary
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Allen Secor is a registered investment advisor at Gwn Securities INC., based in Landrum, SC, with 50 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
505 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Landrum, SC

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 1996
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Allen is the president of Great Lakes Financial Group, Inc., a marketing company, and a director of The Norman A Schoell Charitable Foundation, Inc. He also works as an insurance agent selling life, long-term care, and disability insurance, manages humanitarian projects for Secor Family Assembly, and works as a musician.

Employment History
Current Registrations
Gwn Securities INC.
March 2019 - Present · 7 yrs 7 mos
Gwn Securities INC.Broker
July 2004 - Present · 22 yrs 3 mos
Previous Registrations
Pmg Securities CorporationBroker
July 1996 - July 2004 · 8 yrs
Legend Equities CorporationBroker
July 1993 - July 1996 · 3 yrs
Legend Capital CorporationBroker
August 1979 - December 1993 · 14 yrs 4 mos
Mutual of Omaha Fund Management CompanyBroker
October 1976 - September 1979 · 2 yrs 11 mos
State Registrations13 states
CACTFLMDNCNMNVNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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