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AS
AS

Allen Frederick Secor

Gwn Securities INC.
49 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & Coaching
Gwn Securities INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
487 advisors
Number of Clients
37,091 clients
Average Client Portfolio
$98K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$2K

Location

Landrum, SC

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History

Regulatory History (1)
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Employment Separation After Allegations
June 1996
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Allen is the president of Great Lakes Financial Group, Inc., a marketing company, and a director of The Norman A Schoell Charitable Foundation, Inc. He also works as an insurance agent selling life, long-term care, and disability insurance, manages humanitarian projects for Secor Family Assembly, and works as a musician.

Employment History
Current Registrations
Gwn Securities INC.
March 2019 - Present · 6 yrs 11 mos
Gwn Securities INC.Broker
July 2004 - Present · 21 yrs 7 mos
Previous Registrations
Pmg Securities CorporationBroker
July 1996 - July 2004 · 8 yrs
Legend Equities CorporationBroker
July 1993 - July 1996 · 3 yrs
Legend Capital CorporationBroker
August 1979 - December 1993 · 14 yrs 4 mos
Mutual of Omaha Fund Management CompanyBroker
October 1976 - September 1979 · 2 yrs 11 mos
State Registrations13 states
CACTFLMDNCNMNVNYOHPASCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.