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Diane Gould

Eagle Strategies LLC
43 Years of Experience
Bethesda, MD
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Diane Gould is a registered investment advisor at Eagle Strategies LLC, based in Bethesda, MD, with 43 years of industry experience. Diane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

6905 Rockledge Drive, Suite 900, Bethesda, MD, 20817

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2007
Settled
Customer Dispute
February 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Diane is an insurance broker appointed with various insurance carriers to broker non-registered insurance products. She also serves as a notary public and is a member of the Financial Advisory Board for the city of Rockville, Maryland, dedicating minimal time to the notary role and a few hours per week to the advisory board.

Employment History
Current Registrations
Eagle Strategies LLC
September 1999 - Present · 27 yrs 1 mo
Nylife Securities LLCBroker
November 1982 - Present · 43 yrs 11 mos
State Registrations32 states
ALAZCACOCTDCDEFLGAIAILINKYMAMDMEMIMNMTNCNHNJNYOHORPARITXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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