Francis Vlock
Francis Vlock is a ChFC-designated registered investment advisor at Eagle Strategies LLC, based in Elkhorn, NE, with 43 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
Location
18140 Burke Street, Suite 201, Elkhorn, NE, 68022
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2016Regulatory
July 2012Customer Dispute
February 2002Other Business ActivitiesSells Insurance
Francis operates under the DBA names of Vlock Financial Group and Generation Strategies, LLC to sell New York Life products and broker non-registered insurance products. He also owns rental property and is a member of NYLARC Holding Company, Inc., reinsuring life insurance.
Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.