RM
RM

Richard Martini

49 Years of Experience
Belleville, IL
Broker

Richard Martini is a registered investment advisor at Raymond James & Associates, INC., based in Belleville, IL, with 49 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

23 Public Square, Suite 450, Belleville, IL, 62260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is a finance/investment committee member for St. Augustine Catholic Church, starting in 2025. He dedicates minimal time to running monthly meetings and offering financial suggestions.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
August 2010 - February 2013 · 2 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2010 - February 2013 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2005 - August 2010 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2005 - August 2010 · 5 yrs 3 mos
A. G. Edwards & Sons, INC.
November 2000 - May 2005 · 4 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
September 1987 - May 2005 · 17 yrs 8 mos
R. Rowland & CO., IncorporatedBroker
October 1976 - September 1987 · 10 yrs 11 mos
State Registrations27 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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