Charles Valenzuela
Charles Valenzuela is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Ridgefield, CT, with 49 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
38C Grove Street, Ridgefield, CT, 06877
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2020Other Business ActivitiesSells Insurance
Charles is an insurance agent selling life, accident, health, and disability insurance since 1973, dedicating a few hours per week. He is also a registered representative with PDI Financial Group, Inc. since 2013, spending nearly full-time hours in this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.