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Charles Valenzuela

Cetera Investment Advisers LLC
49 Years of Experience
Ridgefield, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Valenzuela is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Ridgefield, CT, with 49 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

38C Grove Street, Ridgefield, CT, 06877

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History

Regulatory History (1)
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Customer Dispute
February 2020
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles is an insurance agent selling life, accident, health, and disability insurance since 1973, dedicating a few hours per week. He is also a registered representative with PDI Financial Group, Inc. since 2013, spending nearly full-time hours in this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Tower Square Securities, INC.
March 2011 - May 2011 · 2 mos
Tower Square Securities, INC.Broker
March 2011 - May 2011 · 2 mos
Walnut Street Securities, INC.
July 2005 - September 2013 · 8 yrs 2 mos
Walnut Street Securities, INC.Broker
August 2003 - September 2013 · 10 yrs 1 mo
Nathan & Lewis Securities, INC.Broker
September 2002 - August 2003 · 11 mos
Park Avenue Securities LLCBroker
May 1999 - September 2002 · 3 yrs 4 mos
Guardian Investor Services CorporationBroker
October 1976 - May 1999 · 22 yrs 7 mos
State Registrations7 states
CTFLMDNJNYVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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