Charles Hearn
Charles Hearn is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Newport Beach, CA, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
23 Corporate Plaza, Sute 242, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles sells fixed insurance products, including term insurance, fixed annuities, disability income, and long-term care insurance, dedicating a few hours per week. He also operates under the DBA names Starcare Associates and Starcare Associates, Inc., selling fixed, health, and long-term care insurance, and refers clients to prepaid legal plans, spending minimal time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Starcare Advisory, INC.
Starcare Advisory, INC.
Commonwealth Financial NetworkBroker
Private Ledger Financial Services, IncorporatedBroker
Nel Equity Services CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.