Roland Ouimet
Roland Ouimet is a ChFC-designated registered investment advisor at Pinnacle Investments, LLC, based in Beverly, MA, with 49 years of industry experience. Roland operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,961 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pinnacle Investments charges an annual advisory fee of 3.00% for AdvisorPro accounts. This fee may be negotiable based on the investment advisor representative, account size, investment complexity, use of PCM as a sub-advisor, and the level of service required. There is a minimum annual program fee of $100.00. Accounts managed by PCM generally have a minimum opening balance of $100,000.
Location
Beverly, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roland has been involved in insurance sales since 2002, dedicating minimal time to this activity. He spends about an hour per month on insurance sales.
Employment History
Current Registrations
Pinnacle Investments, LLC
Pinnacle Investments, LLCBroker
Pinnacle Investments, LLC
Previous Registrations
Global Investment Advisors, LLC
Essex Securities LLCBroker
Investors Capital CORP.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Investors Capital CORP.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
Mutual of Omaha Fund Management CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.