Yong Xu is a CFA-designated registered investment advisor at Transamerica Financial Advisors, LLC, based in Bellevue, WA. Yong operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.75% |
Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.
Fee Estimator
Location
355 118th AVE SE, Suite 100A, Bellevue, WA, 98005
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Financial Advisors, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Arvin AlediaTransamerica Financial Advisors, LLC
- Andy WengTransamerica Financial Advisors, LLC
- Jun TangTransamerica Financial Advisors, LLC
- Katie Kelly, ChFCState Farm Investment Management CORP.
- Paul Misleh, CFAFortis Capital Management LLC
- Anna Johnson, CFPPathstone