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Thomas Regan

49 Years of Experience
Morristown, NJ
Broker

Thomas Regan is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

340 Mount Kemble Avenue, Morristown, NJ, 07960

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas owns rental property in Beach Haven, NJ, since 2012. He spends minimal time on this investment-related activity.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1993 - March 2009 · 15 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - March 2009 · 30 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
March 1977 - September 1978 · 1 yr 6 mos
State Registrations29 states
ALAZCACOCTDCDEFLGAILINLAMAMDMEMIMSNCNJNVNYORPATNTXUTVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.