Norman Batansky
Norman Batansky is a registered investment advisor at Independence Square Holdings, LLC, based in King of Prussia, PA, with 49 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 2,648 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Independence Square Advisors charges a fee based on the value of your investments. The exact percentage depends on the specific agreement you make with them, up to a maximum of 2.50% per year. This fee covers the management of your investment portfolio. The fee is calculated based on the value of your account on the last business day of the prior billing period. Fees are generally negotiable.
Location
150 South Warner Road, Suite 300, King of Prussia, PA, 19406
Get directionsHistory
Regulatory History (6)
Regulatory
October 2020Customer Dispute
September 2010Customer Dispute
June 2001Employment Separation After Allegations
October 1997Customer Dispute
June 1997Customer Dispute
July 1986Other Business Activities
Norman is an Investment Adviser Representative for a Registered Investment Adviser, doing business as Independence Square Advisors. This role as a financial advisor takes nearly all of Norman's time.
Employment History
Current Registrations
Independence Square Holdings, LLC
Previous Registrations
Blackridge Asset Management, LLC
Peak Brokerage Services, LLCBroker
Private Advisor Group, LLC
LPL Financial LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Wachovia Securities, LLCBroker
Pmg Capital CORP.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Prudential Securities IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.