TrueAdvisor
TrueAdvisor
NB
NB

Norman Batansky

Independence Square Holdings, LLC
49 Years of Experience
Boca Raton, FL
6 DisclosuresMay Earn Commission
View SEC Summary
View SEC Summary

Norman Batansky is a registered investment advisor at Independence Square Holdings, LLC, based in Boca Raton, FL, with 49 years of industry experience. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 2,648 clients with $1.8B in assets under management.

Independence Square Holdings, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
41 advisors
Number of Clients
2,648 clients
Average Client Portfolio
$693K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum annual fee is up to 2.50%. Fees are generally negotiable and set forth in the client agreement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Boca Raton, FL

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2020
Final
Customer Dispute
September 2010
Denied
Customer Dispute
June 2001
Settled
Employment Separation After Allegations
October 1997
Customer Dispute
June 1997
Settled
Customer Dispute
July 1986
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Norman is an Investment Adviser Representative for a Registered Investment Adviser, doing business as Independence Square Advisors. This role as a financial advisor takes nearly all of Norman's time.

Employment History
Current Registrations
Independence Square Holdings, LLC
October 2023 - Present · 3 yrs
Previous Registrations
Blackridge Asset Management, LLC
February 2019 - October 2023 · 4 yrs 8 mos
Peak Brokerage Services, LLCBroker
February 2019 - May 2021 · 2 yrs 3 mos
Private Advisor Group, LLC
August 2016 - April 2019 · 2 yrs 8 mos
LPL Financial LLCBroker
August 2016 - March 2019 · 2 yrs 7 mos
RBC Capital Markets, LLC
October 2007 - August 2016 · 8 yrs 10 mos
RBC Capital Markets, LLCBroker
May 2007 - August 2016 · 9 yrs 3 mos
Wachovia Securities, LLCBroker
May 2001 - June 2007 · 6 yrs 1 mo
Pmg Capital CORP.Broker
October 1997 - May 2001 · 3 yrs 7 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
April 1992 - November 1997 · 5 yrs 7 mos
Prudential Securities IncorporatedBroker
May 1989 - April 1992 · 2 yrs 11 mos
Drexel Burnham Lambert IncorporatedBroker
March 1977 - June 1989 · 12 yrs 3 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Boca Raton, FL →All financial advisors in Florida →