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Michael Sirianni

48 Years of Experience
San Diego, CA
1 DisclosureBroker

Michael Sirianni is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4707 Executive Dr, San Diego, CA, 92121-3091

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Denied
Employment History
Current Registrations
LPL Financial LLC
June 2025 - Present · 11 mos
LPL Financial LLC
June 2025 - Present · 11 mos
LPL Financial LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Stifel Independent Advisors, LLC
October 2014 - July 2025 · 10 yrs 9 mos
Stifel Independent Advisors, LLCBroker
October 2014 - July 2025 · 10 yrs 9 mos
LPL Financial LLC
March 2011 - October 2014 · 3 yrs 7 mos
LPL Financial LLCBroker
March 2011 - October 2014 · 3 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Citigroup Global Markets INC.
November 1999 - June 2009 · 9 yrs 7 mos
Citigroup Global Markets INC.Broker
December 1995 - June 2009 · 13 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - December 1995 · 17 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
April 1977 - September 1978 · 1 yr 5 mos
State Registrations5 states
ALFLNJOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Sirianni - Financial Advisor | TrueAdvisor