John Potts is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Allen, TX, with 48 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1511 W Mcdermott Drive, Suite 220, Allen, TX, 75013
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2009Civil Bond
February 1993Other Business Activities
John is the President of Signature Planning, Inc., a C Corporation he uses as a tax entity and to pay some business expenses. He spends minimal time on this activity, and the corporation is no longer licensed to sell insurance or annuities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
Vsr Financial Services, INC.Broker
The Masters
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Cadaret, Grant & CO., INC.Broker
Eq Financial Consultants, INC.Broker
Aps Financial CorporationBroker
Lowry Financial Services CorporationBroker
Lowry Financial Services CorporationBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.