Mark Tolan
Mark Tolan is a registered investment advisor at Ameriprise Financial Services, LLC, based in San Dimas, CA, with 49 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
530 W Bonita Ave, San Dimas, CA, 91773
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2016Customer Dispute
February 2010Customer Dispute
June 2003Other Business Activities
Mark owns commercial real estate and manages his Ameriprise business, dedicating minimal time to each. He also serves as Secretary on the board of directors for Tolan and coaches youth basketball, spending a few hours per week on the latter.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Christopher Puzio, CFPCommonwealth Financial Network
- Christopher Zambrano, CFPLPL Financial LLC
- Jarret Rodriguez-Conklin, ChFCLPL Financial LLC
- Timothy Cheng, CFACheng Wealth Management, LLC
- Jason Cortez, ChFCState Farm Investment Management CORP.