Frank Shepard is a registered investment advisor at S&a Financial Services, INC., based in Overland Park, KS, with 48 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,448 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.88% |
Fees are negotiable and may vary from the above schedule. Clients joining S&A prior to 2007 may be under a former policy of paying fees in arrears.
Fee Estimator
Location
8655 College Blvd, Overland Park, KS, 66210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Frank is a partner in S&S Business Properties since 2006, dedicating a few hours per week. He is also the President and CCO of S&A Financial Services Inc. since 1994, spending nearly full-time hours on this investment-related role, and a 25% owner of S&S Business Properties LLC, dedicating minimal time.
Employment History
Current Registrations
S&a Financial Services, INC.
Previous Registrations
Cambridge Investment Research, INC.Broker
Eneric Financial Services, INC.Broker
Lincoln National Pension Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations2 states
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