William Morrow
William Morrow is a CFP-designated registered investment advisor at Concorde Asset Management, LLC, based in San Diego, CA, with 48 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,253 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Concorde Asset Management offers investment management services with fees that are negotiable. The fees do not include platform fees and custodial expenses. Total fees to your representative typically range from 1% to 2% and can only be changed with your approval in advance.
Fees for Discretionary Investment Management accounts can reach a maximum of 2.25% annually, including platform fees. This fee covers the representative's fee, the subadvisor or model manager's fee, and the overlay platform fee. Custodian fees are separate.
Location
5075 Shoreham Place, Suite 230, San Diego, CA, 92122
Get directionsHistory
Regulatory History (15)
Customer Dispute
May 2023Customer Dispute
May 2020Customer Dispute
February 2015Customer Dispute
November 2012Customer Dispute
April 2012Customer Dispute
December 2011Customer Dispute
October 2011Customer Dispute
January 2011Customer Dispute
November 2010Customer Dispute
August 2010Customer Dispute
March 2005Employment Separation After Allegations
March 2004Customer Dispute
May 2003Customer Dispute
October 1994Customer Dispute
September 1988Other Business ActivitiesSells Insurance
William is the president and owner of Financial Designs, Ltd, offering securities, advisory, financial planning, and insurance services. He also hosts a weekly radio show and is a CA insurance agent, dedicating minimal time to Westland Insurance and Concorde Asset Management, LLC.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLC
Concorde Investment Services, LLCBroker
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Qa3 Financial CORP.Broker
Mutual Service CorporationBroker
Financial Designs LTD.
Titan/value Equities Group, INC.Broker
Dunham and Associates Investment Counsel, INC.Broker
Financial Network Investment CorporationBroker
Titan/value Equities Group, INC.Broker
Briarwood Securities CorporationBroker
Value Equities CorporationBroker
Private Ledger Financial Services, IncorporatedBroker
Cg Equity Sales CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.