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CFP
WM
CFP

William Morrow

Concorde Asset Management, LLC
49 Years of Experience
San Diego, CA
15 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

William Morrow is a CFP-designated registered investment advisor at Concorde Asset Management, LLC, based in San Diego, CA, with 49 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,705 clients with $600M in assets under management.

Concorde Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
78 advisors
Number of Clients
3,705 clients
Average Client Portfolio
$162K average
Assets Under Management
$598.4M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Total fees typically range from 1% to 2% annually for standard management and up to 2.25% for discretionary UMA programs including platform and manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5075 Shoreham Place, Suite 230, San Diego, CA, 92122

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History

Regulatory History (15)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2023
Closed-No Action
Customer Dispute
May 2020
Settled
Customer Dispute
February 2015
Settled
Customer Dispute
November 2012
Settled
Customer Dispute
April 2012
Settled
Customer Dispute
December 2011
Settled
Customer Dispute
October 2011
Settled
Customer Dispute
January 2011
Settled
Customer Dispute
November 2010
Settled
Customer Dispute
August 2010
Settled
Customer Dispute
March 2005
Settled
Employment Separation After Allegations
March 2004
Customer Dispute
May 2003
Award / Judgment
Customer Dispute
October 1994
Award / Judgment
Customer Dispute
September 1988
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is the president and owner of Financial Designs, Ltd, offering securities, advisory, financial planning, and insurance services. He also hosts a weekly radio show and is a CA insurance agent, dedicating minimal time to Westland Insurance and Concorde Asset Management, LLC.

Employment History
Current Registrations
Concorde Asset Management, LLC
August 2018 - Present · 8 yrs 2 mos
Concorde Investment Services, LLC
August 2018 - Present · 8 yrs 2 mos
Concorde Investment Services, LLCBroker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Independent Financial Group, LLC
October 2005 - July 2018 · 12 yrs 9 mos
Independent Financial Group, LLCBroker
March 2004 - July 2018 · 14 yrs 4 mos
Qa3 Financial CORP.Broker
January 2001 - March 2004 · 3 yrs 2 mos
Mutual Service CorporationBroker
March 1999 - December 2000 · 1 yr 9 mos
Financial Designs LTD.
April 1997 - January 2016 · 18 yrs 9 mos
Titan/value Equities Group, INC.Broker
January 1995 - March 1999 · 4 yrs 2 mos
Dunham and Associates Investment Counsel, INC.Broker
July 1991 - March 1995 · 3 yrs 8 mos
Financial Network Investment CorporationBroker
May 1990 - April 1991 · 11 mos
Titan/value Equities Group, INC.Broker
November 1989 - April 1990 · 5 mos
Briarwood Securities CorporationBroker
January 1988 - February 1988 · 1 mo
Value Equities CorporationBroker
August 1983 - November 1989 · 6 yrs 3 mos
Private Ledger Financial Services, IncorporatedBroker
January 1981 - September 1983 · 2 yrs 8 mos
Cg Equity Sales CompanyBroker
April 1977 - February 1981 · 3 yrs 10 mos
State Registrations15 states
AZCACOFLIDMDMEMIMSNCNVORVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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