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William Stern

Morgan Stanley
48 Years of Experience
La Jolla, CA
1 DisclosureBroker
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William Stern is a registered investment advisor at Morgan Stanley, based in La Jolla, CA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1111 Prospect Street, La Jolla, CA, 92037

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History

Regulatory History (1)
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Employment Separation After Allegations
February 2001
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Other Business Activities

William co-owns Stern-Felt Properties and is an advisory director for FM Jam, dedicating minimal time to each. He is also involved with Chateau Rum Row, a holding company, since 2016.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2006 - April 2007 · 8 mos
Morgan Stanley Dw INC.Broker
April 2001 - April 2007 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - March 2001 · 22 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
April 1977 - September 1978 · 1 yr 5 mos
State Registrations31 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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