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Ernest Freeman

48 Years of Experience
Marblehead, MA
1 DisclosureBroker

Ernest Freeman is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Marblehead, MA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

Marblehead, MA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1985
Final
Other Business Activities

Ernest is a guarantor (voting member) of the Swampscott Beach Club. He dedicates minimal time to this non-investment related activity and is not compensated.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2025 - Present · 1 yr 4 mos
Robert W. Baird & CO. Incorporated
January 2025 - Present · 1 yr 4 mos
Robert W. Baird & CO. IncorporatedBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
October 2015 - January 2025 · 9 yrs 3 mos
Janney Montgomery Scott LLC
October 2015 - January 2025 · 9 yrs 3 mos
Wells Fargo Advisors, LLC
April 2011 - October 2015 · 4 yrs 6 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2015 · 7 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
May 1990 - January 2008 · 17 yrs 8 mos
Shearson Lehman Hutton INC.Broker
May 1988 - June 1990 · 2 yrs 1 mo
E. F. Hutton & Company INCBroker
April 1977 - May 1988 · 11 yrs 1 mo
State Registrations33 states
AZCACOCTDCFLGAILINMAMEMIMNMOMTNCNHNJNMNYOHOKORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ernest Freeman - Financial Advisor | TrueAdvisor