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Matthew Obrien

Exodus Wealth, LLC
49 Years of Experience
Rocky Hill, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Matthew Obrien is a registered investment advisor at Exodus Wealth, LLC, based in Rocky Hill, CT, with 49 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 2,249 clients with $480M in assets under management.

Exodus Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
2,249 clients
Average Client Portfolio
$215K average
Assets Under Management
$483.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $750K1.50%
$750K - $1.0M1.35%
$1M+1.20%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

750 Old Main St., Suite 201, Rocky Hill, CT, 06067

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2017
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Matthew is the sole proprietor of The Matthew G. O'Brien Agency and The O'Brien Group, providing insurance services, including annuities, life insurance, and LTC products, taking up a significant portion of his time. He also owns The O'Brien Group International, offering annuity and life insurance products in the US Virgin Islands, dedicating a few hours per week.

Employment History
Current Registrations
Exodus Wealth, LLC
January 2020 - Present · 6 yrs 9 mos
Fortune Financial Services, INC.Broker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Prosperity Wealth Management, INC.
June 2017 - December 2019 · 2 yrs 6 mos
Sterne Agee Investment Advisor Services, INC.
January 2015 - May 2017 · 2 yrs 4 mos
Sterne Agee Financial Services, INC.Broker
September 2014 - May 2017 · 2 yrs 8 mos
Sterne Agee Investment Advisor Services, INC.
November 2011 - January 2015 · 3 yrs 2 mos
Wrp Investments, INC.Broker
November 2011 - September 2014 · 2 yrs 10 mos
Cambridge Investment Research Advisors, INC.
March 2005 - December 2011 · 6 yrs 9 mos
Cambridge Investment Reserarch, INC.
May 2004 - March 2005 · 10 mos
Cambridge Investment Research, INC.Broker
April 2004 - December 2011 · 7 yrs 8 mos
Securities America, INC.Broker
October 1989 - April 2004 · 14 yrs 6 mos
Peb Financial Group, INC.Broker
October 1988 - October 1989 · 1 yr
Investors Brokerage Services, INC.Broker
December 1984 - October 1988 · 3 yrs 10 mos
North American Investment CORP.Broker
October 1978 - July 1988 · 9 yrs 9 mos
P & I Equities CorporationBroker
March 1978 - September 1978 · 6 mos
Mark Securities, INC.Broker
April 1977 - June 1978 · 1 yr 2 mos
State Registrations9 states
CACOCTFLMAMNNHVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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