Matthew Obrien
Matthew Obrien is a registered investment advisor at Prosperity Wealth Management, INC., based in Rocky Hill, CT, with 48 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,619 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1M+ | 1.20% |
Fees are negotiable.
Fee Estimator
Location
750 Old Main St., Suite 201, Rocky Hill, CT, 06067
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2017Other Business ActivitiesSells Insurance
Matthew is the sole proprietor of The Matthew G. O'Brien Agency and The O'Brien Group, providing insurance services, including annuities, life insurance, and LTC products, taking up a significant portion of his time. He also owns The O'Brien Group International, offering annuity and life insurance products in the US Virgin Islands, dedicating a few hours per week.
Employment History
Current Registrations
Prosperity Wealth Management, INC.
Fortune Financial Services, INC.Broker
Previous Registrations
Prosperity Wealth Management, INC.
Sterne Agee Investment Advisor Services, INC.
Sterne Agee Financial Services, INC.Broker
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Reserarch, INC.
Cambridge Investment Research, INC.Broker
Securities America, INC.Broker
Peb Financial Group, INC.Broker
Investors Brokerage Services, INC.Broker
North American Investment CORP.Broker
P & I Equities CorporationBroker
Mark Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.