Thomas Putnam
Thomas Putnam is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Clearwater, FL, with 48 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
28059 US Hwy 19 N, Suite 303B, Clearwater, FL, 33761
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is an officer and president of Freeland Financial Inc., a support company established in 2006. He spends minimal time on this activity, which is a Sub S corporation for tax purposes.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Miller Johnson Steichen Kinnard, INC.Broker
Miller, Johnson & Kuehn, IncorporatedBroker
Raymond James & Associates, INC.Broker
Dean Witter Reynolds INC.Broker
Thomson Mckinnon Securities INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations15 states
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